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Schedules 13D and 13G Investor.gov

WebSome filer agents without a regulatory requirement to make disclosure filings with the SEC have a CIK but no searchable presence in the public EDGAR database. The next 2 numbers (15) represent the year. The last series of numbers represent a sequential count of submitted filings from that CIK. WebSchedules 13D and 13G. Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.”. The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). When a person or group of persons acquires beneficial ... Webhow to open a .sec file? Launch a .sec file, or any other file on your PC, by double-clicking it. If your file associations are set up correctly, the application that's meant to open your .sec file will open it. It's possible you may need to download or purchase the correct application. the northumberland news